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UK Financial Adviser

Legal Disclaimers

he disclaimer set out below applies to this website www.ascotwm.com, all other websites owned, operated or sponsored by Ascot Wealth Management Limited and/or its subsidiaries, unless such other website specifically provides otherwise, and to any electronic communication including any attachments thereto emanating from Ascot Wealth Management Limited and any of its subsidiaries.

For the purposes of this disclaimer, any reference to “AWM” shall be interpreted as a reference to Ascot Wealth Management Limited and includes all of its subsidiaries, associated companies and their internal divisions and employees.

The disclaimer may change from time to time and without notice. The terms displayed at the time that you use the website will govern your use of the website

Website Disclaimer

Any person visiting this website accepts the following:

1. Whilst AWM has taken all reasonable steps to ensure that all information contained in this website is accurate, it cannot guarantee the accuracy of the information nor that it is up to date. The use of this website is therefore entirely at the user’s own risk.

2. The materials on this website do not constitute financial or other professional advice. You should consult your professional adviser if you require financial advice.

3. AWM may, in good faith, provide links that would appear useful to users of this website, but does not make any representation regarding such links and does not endorse the products and/or services that may be offered thereon. Links are provided for convenience only and may be discontinued at any time. AWM accepts no responsibility for the content or use of the information contained in the said links.

4. Use of the content in web pages, electronic or written publications or any other media and/or words, phrases, names, designs or logos that are AWM intellectual property are expressly prohibited, without the express written permission of AWM.

5. All information contained in the website pertaining to products and services are for your personal and non – commercial use only and their terms and conditions are subject to change without notice.

6. AWM takes a strong stance on data security. Our website and other communications may contain links to other entity’s which we do not associate ourselves. If you follow a link to any of these websites, please note that these websites have their own privacy policies and that we do not accept any responsibility or liability for these policies or how such websites collect and use your personal information.

7. This website uses cookies. To continue to use this website, you are giving consent to cookies being used.

Communications Disclaimer

1.Marketing communications and other marketing material may contain information that is confidential and subject to legal privilege. It is intended solely for the individual or entity to whom it is addressed and to others who have the authority to receive it. Unintended recipients of marketing communications may not under any circumstances disclose, copy, distribute or take action that relies on the content of the information contained therein.

2. Where the contents of marketing communications expressly state the author thereof, any views expressed in the contents shall be construed to be, unless otherwise stated, the views of the author and not those of AWM or any of its management or directors.

3. Marketing communications will only be legal, valid and enforceable on AWM if an authorised AWM employee or the head of the respective division has confirmed or consented thereto.

4. Any information contained in marketing communications does not constitute advice and the user thereof shall bear the responsibility to seek professional advice to ascertain whether any such information is suitable to his/her personal circumstances.

5. AWM may, in good faith, provide links that would appear useful to users of this website, but does not make any representation regarding such links and does not endorse the products and/or services that may be offered thereon. Links are provided for convenience only and may be discontinued at any time. AWM accepts no responsibility for the content or use of the information contained in the said links.

6. Use of the content in marketing communications or written publications or any other media and/or words, phrases, names, designs or logos that are AWM intellectual property are expressly prohibited, without the express written permission of AWM.

Asset Management Disclaimer

The asset management disclaimer refers to all investment information provided by AWM on all marketing communications including the website:

The information provided is of a general nature only and does not take into account investors’ objectives, financial situations or needs. The information does not constitute financial product advice and it should not be used, relied upon or treated as a substitute for specific, professional advice. It is, therefore, recommended that investors obtain the appropriate legal, tax, investment and/or other professional advice and formulate an investment strategy that would suit the investor’s risk profile prior to acting on such information and consider whether any recommendation is appropriate considering the investor’s own objectives and particular needs. Although the information provided and statements of fact are obtained from sources that AWM considers reliable, we do not guarantee their accuracy, completeness or currency and any such information may be incomplete or condensed. Any opinions, statements and information made available, whether written, oral or implied are expressed in good faith. Views are subject to change on the basis of additional or new research, new facts or developments.

HOW TO Make a complaint

f you want to make a complaint about our business, services, advice or administration please contact us as soon as possible. We will do our best to resolve your concerns. If you wish to make a complaint please do so by contacting our compliance team, using the email address: compliance@ascotwm.com

The Financial Ombudsman Service is available to sort out individual complaints that clients and financial services businesses aren’t able to resolve themselves. To contact the Financial Ombudsman Service please visit www.financial-ombudsman.org.uk

HOW TO CONTACT US

f you would like to contact us in relation to this Notice or if you have any other questions in respect of our processing of your personal information, please contact us using the details provided below:

Request a No Obligation Chat with an Adviser